Northland Securities, Inc. is a full service broker-dealer with offices in six states. The company was formed in September 2002 and is headquartered in Minneapolis, MN.

Since the origin of the company in October 2002, Northland Securities and its affiliates have underwritten over $6 billion of notes and securities, primarily tax-exempt municipal bonds. The organization has approximately 170 employees.

Clearing Services for clients of Northland Securities are provided by Pershing LLC, a BNY Mellon company. Pershing and its global affiliates hold approximately $2.0 trillion in global client assets and net capital of over $2 billion. The Bank of New York Mellon has $46.6 trillion in assets under custody and/or administration, with total assets under management over $1.9 trillion. (Source: Pershing.com and BNYMellon.com, 3/31/2023.)

Northland Securities, Inc. is approved for all types of municipal underwritings. Its specialists include nine fixed income traders, thirty fixed income investment brokers, and nineteen fixed income investment bankers.  Northland Securities, Inc. has acted as the underwriter or financial advisor on bond issues for over 300 Midwest communities. Northland’s largest bond underwriting as sole manager was for $93,375,000.

Institutional equity research and trading is a focus for the company, with over 20 employees dedicated to this area. In addition, Northland corporate finance professionals provide services to growing companies.

Northland has over 6,500 individual client investment accounts, and does business with over 500 Midwest community banks, as well as other large institutional investors.

Northland was formed to meet client needs in a new era of finance.  Today, transactions must be done optimally, with a thorough understanding of the client’s situation and surrounding elements in the environment; it is no longer acceptable to just process transactions or provide a singular product.

Northland Securities, Inc. was founded in 2002 by a core of municipal finance and underwriting professionals.  The veterans of that early organization came from national and regional investment banking and financial advisory firms and shared a common focus – Midwest bond issuers.   The firm is a leading underwriter of tax-exempt bonds in the Midwest, and is recognized for its equity markets research and specialization in finance and capital market access for corporate, government, and non-profit clients. Headquartered in Minneapolis, Minnesota, Northland Securities has branch offices in Colorado, Iowa, Michigan, Nebraska, Ohio, and Wisconsin. In May 2023, the firm’s next chapter began, when First National of Nebraska, Inc. (FNNI) closed on its acquisition of Northland Capital Holdings, including its subsidiary Northland Securities, Inc. (Northland).

No firm in our industry is more committed to providing financial services that yield outstanding results than the team of professionals at Northland.  Our commitment is to deliver innovative financial services with integrity, insight, technical competence, and dedication to achieving the goals of our clients.  We provide access to compelling financial options and technology, while guiding our clients through the challenging decision-making process – in an ever-changing marketplace – to a thorough, creative, and complete solution to meet their needs.  Our professionals are committed to the highest levels of integrity and accountability, to do what is in the best interest of their clients, industry regulators, investors, and colleagues.